Associate Compliance

Job ID

162500

Posted

10-May-2024

Service line

REI Segment

Role type

Full-time

Areas of Interest

Investment Banking, Investment Management, Legal

Location(s)

Luxembourg - Luxembourg - Luxembourg

We are delighted to present an exciting opportunity to be a part of our vibrant team in Luxembourg. The team ensures regulatory compliance for our Luxembourg based AIFM and across our European platform with respect to multiple real estate alternative investment funds, ensuring a multifaceted and diverse role. Responsibilities include compliance monitoring, compliance reporting and AML/CFT due diligence. We value the diversity of our team and ensure each member's voice is acknowledged and appreciated. If you are an ambitious individual who excels at multitasking, awareness raising and problem-solving, this role filled with potential and opportunity is perfect for you!

Key job elements:

In this role you will be responsible for proactively identifying and managing compliance risks associated with our operations and our portfolio of real estate alternative investment funds.

Key Responsibilities:

• Support the business in managing compliance related issues and risks and participate in projects as required

• Conduct reviews of Customer Due Diligence (KYC) files and maintain relevant documentation

• Perform reviews of marketing communication

• Conduct comprehensive compliance risk assessments and perform monitoring in accordance with the compliance monitoring plan

• Conduct comprehensive AML/CFT risk assessments and perform monitoring of AML/CFT requirements including due diligence on relevant service providers

• Investigate conflicts of interest, breaches and complaints, prepare relevant documentation and maintain corresponding registers

• Assist in interpreting, implementing and developing compliance policies, procedures, and processes

• Monitor changes in applicable law, regulation and guidance

• Prepare regular and ad-hoc compliance and AML/CFT reports

• Provide training and awareness sessions to employees covering regulatory requirements and internal policies

• Support the execution of internal and external audits

• Support the Director Compliance in any other matters as required

• Build and maintain relationships with various stakeholders across our operations in multiple jurisdictions

Our ideal candidate should have a strong understanding of compliance and AML/CFT requirements in Luxembourg and their implementation into practice, excellent communication skills with the ability to convey complex information to a non-technical audience, as well as the ability to work effectively in a team environment. The candidate should be self-motivated, detail-oriented, and able to work independently. As our team works as a Compliance Function supporting an EMEA Platform the candidate should enjoy working in an European context with business teams.

Professional education / experience required:

• Between 3 to 5 years of experience within the investment fund industry with a strong understanding of compliance and AML/CFT requirements for investment fund managers in Luxembourg. Experience with alternative investment funds and real estate funds is a plus.

• A degree in Law, Finance, Economics or a related filed; a relevant professional certification is a plus.

• In-depth knowledge of Luxembourg’s regulatory environment.

• Excellent communication and presentation abilities, with the ability to convey complex information to a non-technical audience.

• Self-motivated, detail-oriented, and able to work independently.

Competencies

• Perseverance – mastery

• Informing – mastery

• Written communications – mastery

• Presentation skills – mastery

• Functional/technical skills - competent

• Learning on the fly - mastery

#CBREIM

Investment Management

CBRE Investment Management is a leading global real assets investment management firm operating in over 30 offices and 20 countries around the world. Through its investor-operator culture, the firm seeks to deliver sustainable investment solutions across real assets categories, geographies, risk profiles and execution formats so that its clients, users, people and communities thrive.

Find out more (http://www.cbreim.com)

CBRE, Inc. is an Equal Opportunity and Affirmative Action Employer (Women/Minorities/Persons with Disabilities/US Veterans)